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The Manager-In-Charge Regime impacts all SFC licensed corporations and their senior management in Hong Kong. Senior management outside of Hong Kong may also fall within the scope of the Manager-In-Charge Regime if, for example, a core function of a Hong Kong licensed corporation reports directly to a regional or global head situated in another country.

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Hk manager in charge regime

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On 16 December 2016, the Hong Kong Securities and Futures Commission (SFC) introduced its new Manager-In-Charge of Core Functions (MIC) regime, with details set out in its Circular Regarding Measures for Augmenting the Accountability of Senior Management (Circular) and a related series of 40 Frequently Asked Questions (FAQs).

By Karry Lai; January 25 2018 To access our in-house intelligence please request a trial here. Read this HK MANAGER–IN–CHARGE REGIME. Clifford Chance. THE MANAGER-IN-CHARGE REGIME.

In Hong Kong, after concerted reminders from the Securities and Futures Commission (SFC) and other The SFC’s new “Managers-in-Charge” Regime: it’s getting tougher at the top 32 DUFF & PHELPS – GRO VIEWPOINT 2017. exposure. For example, heads of risk

Print Twitter LinkedIn. On 16 December 2016, the SFC issued a "Circular to Licensed Corporations Regarding Measures for Augmenting the Accountability of Senior Management" ("Circular") to introduce the "Managers-In-Charge of Core Functions" ("MICs") regime, accompanied by 41 frequently asked questions ("FAQs"). The Hong Kong “Manager In Charge” regime – a new approach? 22 December 2016 - Post by: Matt Bower This blog post was co-authored by C harlotte Robins, a financial services and regulatory partner based in Hong Kong. 27 January, 2017. On 16 December 2016, the Hong Kong Securities and Futures Commission (SFC) introduced its new Manager-In-Charge of Core Functions (MIC) regime, with details set out in its Circular Regarding Measures for Augmenting the Accountability of Senior Management (Circular) and a related series of 40 Frequently Asked Questions (FAQs). SFC introduces new “Managers in Charge” regime to augment accountability of senior management of licensed corporations On 16 December 2016, the SFC issued a Circular and two Annexes (the “Circular”) aimed at augmenting the accountability of senior management of licensed corporations and introducing a new “Managers in Charge” regime The launch of the manager-in-charge ("MIC") regime in Hong Kong in two weeks has sparked concerns about whether other Asian jurisdictions will introduce similar rules.

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HK MANAGER–IN–CHARGE REGIME.

From the team that brought you the satirical TV news show China Uncensored comes awellless scripted look at China. Chris Chappell and his team are off av F Yang · 2018 · Citerat av 1 — behind Hong Kong's public transportation system being named the world's best control policies and other transport-demand management strategies163.
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The Hong Kong “Manager In Charge” regime – a new approach? 22 December 2016 - Post by: Matt Bower This blog post was co-authored by C harlotte Robins, a financial services and regulatory partner based in Hong Kong.

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